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  • Report:  #412938

Complaint Review: Ameriprise Financial

Ameriprise Financial The Bernie Madoof Of Troy Michigan Troy Michigan

  • Reported By:
    Fraser Michigan
  • Submitted:
    Fri, January 16, 2009
  • Updated:
    Fri, June 26, 2009

Dave Strand of Ameriprise Financial in Troy, Michigan Took Money out of our Account and used ut for personal gain. He Tries to cover the fraud up by writing me a $50,000 Check That was No Good, on 12/22/06. So if you think I am Lieng why would a stock broker write a check for that amount if he did nothing wrong. It has been three yaers and I have got nothing he keeps saying next week.


He Formally worked for these firms accoring to FINRA.

Formerly of,
WACHOVIA SECURITIES, LLC
CRD# 19616
BLOOMFIELD HILLS, MI
10/2004 - 03/2007
COMERICA SECURITIES
CRD# 17079
DETROIT, MI
01/1999 - 11/2004
ABN AMRO INVESTMENT SERVICES, INC.
CRD# 20373
CHICAGO, IL
07/1998

Vito
Fraser, Michigan
U.S.A.

2 Updates & Rebuttals


Clairfy

Usa,
Pennsylvania,
U.S.A.

To Trucker Bob, Fraiser Mich_Re your alligation of Advisor wrong doing

#3Consumer Suggestion

Fri, June 26, 2009

Your alligation: Dave Strand of Ameriprise Financial in Troy, Michigan Took Money out of our Account and used ut for personal gain. He Tries to cover the fraud up by writing me a $50,000 Check That was No Good, on 12/22/06. So if you think I am Lieng why would a stock broker write a check for that amount if he did nothing wrong. It has been three yaers and I have got nothing he keeps saying next week.

You also indicate you checked FINRA's (web site FINRS.org, select "BrokerCheck") for advisor history -- this should always be done as part of your due diligence, before your turn your money over.

If your alligation of wrong doing is true, file a complaint with the company in question -- just make sure you have the rigth company...read on...

Your issue statement indicates it occurred back in the year 2006.

fact: Advisor your mentioned appears in FINRA as an Employee of Ameriprise Financial as of March 2007. However, in checking the full record one finds this individual has actually been with H&R Block Financial Advisors since March 2007.

fact: Ameriprise Financial acquired H&R Block Financial Advisors, Inc in the third quarter of the year 2008 -- last year.

fact: individual you mention in your alligation was employed in 2006 (the time of your issue) with WACHOVIA SECURITIES, LLC, CRD# 19616, BLOOMFIELD HILLS, MI, 10/2004 - 03/2007.

Misinformation does not help anyone. Participating in misinformation -- you become part of the problem, not a solution to it.

Get your facts streight and file your complaint with the company involved. If they do not satisfy you, you can file a complaint with FINRA. Just be sure you have you facts and evidence in order. Until then, please do not muddy the waters.


Brian

Southfield,
Michigan,
U.S.A.

Ameriprise issue

#3Consumer Suggestion

Mon, March 02, 2009

I highly recommend that you report this to FINRA. The time of the offense has been way too long, so you should see the regulators immediately, if not sooner.

Ron

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