- Report: #697068
Complaint Review: JOHN ANTHONY BYRNES - Boca Raton Florida
Reported By:
Jose -
Boca Raton, Florida, United States of America
Submitted:
Updated:
-
Author Not Confirmed
Why?
JOHN ANTHONY BYRNES
7601 N FEDERAL HWY SUITE 265B Boca Raton, 33487 Florida, United States of America
Phone:
561-994-9394
Web:
http://www.roachag.com/
Categories:
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JOHN ANTHONY BYRNES Pwee Has a slew of regulatory actions Boca Raton, Florida
JOHN ANTHONY BYRNES AKA PWEE AKA JOHN Byrnes http://www.nfa.futures.org/basicnet/Details.aspx?entityid=0212313&rn=Y The main concern is the former President of Untied Commodity Trader JOHN ANTHONY BYRNES has a slew of regulatory actions http://www.nfa.futures.org/basicnet/CaseInfo.aspx?entityid=0212313&type=reg
3 cease and desist orders, 1 suspended from membership action and the14 regulatory actions filed against him (below) and hes still in the business. How is this possible?
3 cease and desist orders, 1 suspended from membership action and the14 regulatory actions filed against him (below) and hes still in the business. How is this possible?
- GENERAL CONDUCT
10/19/1992
DECORUM AND ATTIRE
10/19/1992- FLOOR RECORDKEEPING
02/08/1993 - FLOOR RECORDKEEPING
01/25/1993 - FLOOR RECORDKEEPING
02/08/1993 - FLOOR RECORDKEEPING
11/13/1995 - TRADE PRACTICE
02/20/1996 - FLOOR RECORDKEEPING
03/11/1996 - FINANCIAL
07/15/1996 - TRADE PRACTICE
10/22/2003 - TRADE PRACTICE
07/12/2004 - TRADE PRACTICE
11/10/2006 - TRADE PRACTICE
09/11/2000 - DECORUM AND ATTIRE
12/14/1992
